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CQC-C0201.07-2014: [2019-Edition, 2020-Enforced] China Compulsory Certification Implementation Rules--Electrical Accessories--Housing of household and similar fixed electrical devices
CQC-C0201.07-2014
China Compulsory Certification Implementation Rules--Electrical Accessories--Housing of household and similar fixed electrical devices
Number. CQC-C0201.07-2014
Implementation Rules for Compulsory Product Certification
Electrical accessories--Household and similar fixed electrical appliances
Appliance electrical enclosure
Published on September 01,.2014
Implemented on September 01,.2014
China Quality Certification Center
table of Contents
0.General requirements ... 1
0.1 Preface ... 1
0.2 Definition of terms ... 1
1. Classification management requirements of production enterprises ... 2
2.Selection of authentication mode and related requirements ... 4
2.1 Basic authentication mode ... 4
2.2 Refinement of authentication mode ... 4
2.3 Applicability of authentication mode ... 4
3.Division of authentication unit ... 5
3.1 Basic principles for the division of certification units ... 5
3.2 Principles of product coverage in the same certification unit ... 5
3.3 Planning of certification units for products of different certification clients, different producers, and different production enterprises
Sub-principle ... 6
4. Certification process and time limit requirements ... 6
4.1 Certification application submission and acceptance ... 6
4.2 Authentication scheme ... 6
4.3 Application Information Review ... 7
4.4 Type test ... 7
4.5 Inspection of Enterprise Quality Assurance Ability and Product Consistency (Initial Factory Inspection) ... 8
4.6 Evaluation and approval of certification results ... 9
4.7 Other matters ... 9
5. Certification application materials and related requirements ... 9
6. Sample testing requirements (number of samples sent, testing items, test plan) ... 10
6.1 Requirements for sampling (sampling) ... 10
6.2 Test item requirements ... 10
6.3 Test sample requirements ... 10
6.4 Conduct of tests ... 11
7. Relevant requirements for factory inspection and supervision after certification ... 11
7.1 Definition of factory inspection objects and coverage requirements of factory inspection ... 11
7.2 Mandatory product certification for enclosures for household and similar fixed electrical appliances
Industry quality assurance capabilities and product consistency inspection requirements ... 11
7.3 Factory quality control testing of enclosures for household and similar fixed electrical appliances
Requirements ... 11
7.4 Key components and materials for enclosures of household and similar fixed electrical appliances
Periodic confirmation of inspection control requirements ... 12
7.5 Factory inspection requirements for ODM/OEM mode ... 12
7.6 Supervision after certification ... 13
8 Requirements for certification changes (including standard version changes) ... 16
8.1 Changes and Requests ... 16
8.2 Evaluation and approval of changes ... 16
8.3 Requirements when certifications change according to standards ... 16
9.List of key components and materials ... 17
9.1 Key components and materials ... 17
9.2 Key component and material control requirements ... 17
9.3 Requirements for key components and materials in the product description report ... 17
10. Basis of Charges and Related Requirements ... 17
11.Process and time limit requirements related to technical disputes and appeals ... 17
Annex 1. Unit division and number of samples sent ... 18
Attachment 2. Household and similar fixed electrical installations, electrical accessories, enclosures, corporate quality
Assurance and product consistency check requirements ... 19
Annex 3. Household and similar fixed electrical installations, electrical accessories, enclosures, factory quality
Control test requirements ... 20
Annex 4. Periodic confirmation inspection and control requirements for key components and materials ... 22
Annex 5. Key parts of enclosures for household and similar fixed electrical appliances
Documents and materials and their application requirements ... 23
Annex 6. Household and similar fixed electrical installations and appliances for surveillance sampling inspection
Types of housing products ... 24
Attachment 7. Use inspection resources of production enterprises to carry out inspections (or witness inspections)
Requirements ... 25
0. General requirements
0.1 Preface
Implementation of compulsory certification for enclosures for household and similar fixed electrical appliances
The rules (hereinafter referred to as the implementing rules) are based on the implementation rules of compulsory certification of electrical accessories
(CNCA-C02-01..2014) (hereinafter referred to as the implementation rules) requirements as a certification practice
Supporting documents for implementation rules. According to the implementation rules and China Quality Certification Center (hereinafter referred to as CQC)
Quality manuals, program files, work instructions and other related requirements, in order to maintain product certification
Effectiveness, improvement of product quality, service certification companies and control of certification risks
And announce the implementation details of this certification.
This certification implementation details is a detailed refinement of the implementation rules and should be used in conjunction with the implementation rules.
The product scope and certification basis to which the detailed rules apply are consistent with the relevant provisions in the implementation rules.
And issued by the National Certification and Accreditation Administration (hereinafter referred to as the National Certification and Accreditation Administration)
The announcement of catalogue definition and catalogue adjustment will be adjusted.
CQC establishes classification management requirements for production enterprises in accordance with the provisions of the certification implementation rules, and concludes
According to the classification of production enterprises, the implementation requirements for compulsory product certification for electrical appliance enclosures are specified.
0.2 Definition of terms
0.2.1 Use of equipment inspection of production enterprises (referred to as TMP method)
The test is performed by the personnel of the designated testing institution using the equipment of the production enterprise, and the production
The company's testing staff assists, and the testing report is issued by the designated testing agency.
0.2.2 Witness detection of production enterprises (referred to as WMT method)
The test is performed by the testers of the manufacturing enterprise using their equipment, and the personnel of the designated testing organization
Witness the testing items and testing conditions, the production company test personnel issued original records,
Draft the test report, review and confirm the personnel of the designated testing agency
Issued by the testing agency.
0.2.3 ODM (Original Design Manufacturer)
Use the same quality assurance capability requirements, the same product design, production process control and inspection
Inspection requirements, etc., to design, process, and produce the same product for one or more producers (manufacturers).
Factory.
0.2.4 ODM initial certification certificate holder
Organizations that have obtained product certification for the first time for ODM products.
0.2.5 OEM (Original Equipment Manufacturer)
Production of certified products according to the design, production process control and inspection requirements provided by the client
Production plant. The client can be a certification client or a producer (manufacturer);
According to the design, production process control and inspection requirements provided by the client,
Prepare for production certified products.
1. Classification management requirements of production enterprises
CQC collects and sorts all kinds of information related to the quality of certified products and their manufacturing companies.
The production enterprise carries out dynamic classification management. Certification clients, producers, and manufacturing companies should
Cooperate.
There are four types of production enterprises, which are represented by A, B, C, and D types. Classified by
Based on at least the following information.
① Factory inspection (including initial factory inspection and follow-up inspection after certification);
② Supervision sampling test results (production site sampling or market/user sampling);
③ State, provincial, CCC special spot checks, etc.
④ Media exposure and quality information feedback from product users and the public;
⑤ Testing ability of certified products;
⑥ Other information.
CQC classifies and classifies production enterprises according to the following basic principles of classification, and
This kind of information regularly or irregularly reclassifies and grades production enterprises to achieve dynamic management.
The classification results of manufacturing enterprises must be gradually improved according to the order of DCBA, and the order of ABCD
The order descends step by step or across steps.
Table 1 Classification principles of manufacturing enterprises
Classification of Business Categories
Class A and B companies provide relevant information to the certification body.
Relevant information provided by the enterprise is used to conduct a comprehensive risk assessment and determine the classification results. What is assessed
Include at least the following.
a) Factory inspection. the initial factory inspection in the past 2 years, there is no site inspection after the certification
Validation or failure;
b) Product testing and random inspection results. No non-conformities were found in the supervision and inspection after the certification in the past 2 years.
The results of various national and provincial quality supervision and random inspections and consistency confirmation inspections are "combined
grid";
c) Pass the CQC review of the testing capabilities of the manufacturing company.
d) Other information related to the quality of the certified product and its manufacturer.
Class B other than Class A, C, and D other manufacturing enterprises. For production companies without any quality information
Industry, the default classification is B.
Class C meets one of the following conditions.
a) The factory inspection conclusion is judged as "on-site verification" (except for reasons of standard version change);
b) The quality of the certified product has been exposed by the media and is a corporate responsibility, but does not involve suspension,
Revocation of certification
c) Based on the comprehensive evaluation results of the quality information related to the production company and certified products, CQC believes that
Adjusted for class C.
Class D meets one of the following conditions.
a) The initial factory inspection and follow-up inspection after certification are judged to be "failed";
b) The results of supervision and inspection after the certification are unqualified;
c) refusal to inspect and/or supervise sampling without justification;
d) The quality of the certified products exposed by the media has a great impact and is a corporate responsibility;
e) National and provincial product quality supervision and random inspection results are unqualified and unqualified
The project has a serious impact on the quality of the certified products;
f) Failure to meet the requirements of other compulsory product certifications, suspension or cancellation of certifications;
g) CQC believes that comprehensive evaluation of quality information related to manufacturing companies and certified products is needed
Adjusted to class D.
If there are changes, the CQC public documents shall prevail.
2. Selection of authentication mode and related requirements
2.1 Basic authentication mode
The basic certification mode is. supervision after type testing.
2.2 Refinement of authentication mode
According to the basic certification mode of certification, combined with the classification management principles of production enterprises,
Enterprises in the same category will add relevant certification elements as appropriate in the certification model, as detailed below.
Mode 1. Supervision after type test.
Mode 2. Supervision after initial factory inspection for type test.
Among them, relevant requirements for post-certification supervision are set out in 7.6 "Supervision after Certification".
2.3 Applicability of the authentication model
The certification client can refer to Table 2 for the applicability of the certification model according to his actual situation.
File an application for an applicable certification model.
Table 2 Applicability of authentication mode
Business category
application type
Initial application for extension application
Class A/Mode 1 Mode 1
Type B mode 2 mode 2 mode 1
Class C/Mode 2 Mode 1
Class D/Mode 2 Mode 1
Initial application. For manufacturers that have not obtained the "Implementation Rules for Compulsory Product Certification-Circuit Switching and Protection or Connection of Electricity
Device (electrical accessories) (CNCA-C02-01..2014) for the first time
Certificate entrustment; application for extension. For manufacturers that have obtained the "Implementation Rules for Compulsory Product Certification-Circuit Switch
Connection of electrical equipment (electrical accessories) (CNCA-C02-01..2014)
The certification is entrusted, and the factory definition code is different from the certified factory definition code.
Re-certification commission for CCC certificate of products within the scope of the detailed rules
The code is the same.
CQC based on the characteristics of the product applying for certification and the principles of certification risk control,
The result of the class management determines the authentication mode applicable to the authentication client.
3. Division of authentication unit
3.1 Basic principles for the division of certification units
According to the material properties of the casing, installation method, installation nature, temperature range, maximum temperature,
Protection level against direct contact, entry of solid substances and protection against h...