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CCAP-C11-09-2014: China Compulsory Certification Implementation Detailed-Rules - vehicle interior parts
File No..CCAP-C11-09.2014
Document Name. Detailed Implementation Rules for China Compulsory Certification - Interior Trim Parts of Motor
Vehicle (Edition 1) (Revision Code. 0)
Serial No.. CCAP-C11-09.2014
Detailed Implementation Rules for
China Compulsory Certification
Interior Trim Parts of Motor Vehicle
ISSUED ON. DECEMBER 31, 2014
IMPLEMENTED ON. JANUARY 1, 2015
China Certification Centre for Automotive Products
Document Name. Detailed Implementation Rules for China Compulsory Certification - Interior Trim Parts of Motor
Vehicle (Edition 1) (Revision Code. 0)
Table of Contents
0 Introduction ... 5 
0.1 Terms and Definitions ... 5 
0.2 Manufacturing Enterprises Classification Management Requirements ... 5 
0.3 Requirements on Utilizing the Manufacturing Enterprise Test Resources ... 8 
1 Application Scope ... 9 
2 Certification Basis and Standards ... 9 
3 Certification Mode Selection and Relevant Requirements ... 9 
3.1 Basic Certification Modes for Interior Trim Parts of Motor Vehicles ... 9 
3.2 Applicability of Certification Mode ... 10 
4 Classification of Certification Unit ... 10 
5 Certification Entrusting ... 11 
5.1 Certification Process ... 11 
5.2 Certification Entrusting Materials ... 11 
5.3 Certification Plan and Certification Contract ... 12 
6 Certification Implementation ... 13 
6.1 Type Test ... 13 
6.2 Initial Factory Inspection ... 15 
6.3 Certification Evaluation and Approval ... 18 
6.4 Time-limit of the Certification ... 18 
6.5 Maintenance Parts of Vehicle-Models Out of Production ... 18 
7 After-Certification Supervision ... 19 
7.1 After-certification Follow-up Inspection ... 19 
7.2 Production On-site Sampling Test or Inspection ... 20 
7.3 Market Sampling Test or Inspection ... 21 
7.4 Frequency and Time of After-Certification Supervision ... 21 
7.5 Record of After-Certification Supervision ... 21 
7.6 Evaluation of After-Certification Supervision Result ... 22 
8 Certificate ... 22 
8.1 Maintenance of the Certificate ... 22 
8.2 Content of the Certificate ... 22 
8.3 Change of the Certificate ... 22 
8.4 Cancellation, Suspension and withdrawal of Certificate ... 23 
8.5 Use of the Certificate ... 23 
9 Certification Marks ... 23 
9.1 Mark Style Permitted to Use ... 24 
9.2 Use Requirements ... 24 
10 Charges ... 24 
11 Certification Responsibilities ... 24 
12 Process and Time-limit Requirements related to Technical Disputes, Complaints and
Appeal ... 25 
Attachment 1 Description of Interior Trim Parts of Motor Vehicles ... 26 
Attachment 2 List of Critical components/Materials of Interior Trim Parts of Motor Vehicles
 ... 28 
Attachment 3 Standard and Inspection Items for Type Test ... 29 
Document Name. Detailed Implementation Rules for China Compulsory Certification - Interior Trim Parts of Motor
Vehicle (Edition 1) (Revision Code. 0)
Attachment 4 Compilation Requirements of Production Conformity Control Plan and
Implementation Report ... 30 
Annex 1 Recommended Format of the Production Conformity Control Plan ... 34 
Document Name. Detailed Implementation Rules for China Compulsory Certification - Interior Trim Parts of Motor
Vehicle (Edition 1) (Revision Code. 0)
0 Introduction
In order to ensure the standardization and effectiveness of compulsory
certification, this is formulated according to “Compulsory Product Certification
Implementation Rules - Interior Trim Parts for Motor Vehicle” (CNCA-C11-
09.2014) (hereinafter refers to as the Implementation Rules) and CNCA
Compulsory Product General Implementation Rules, including “Compulsory
Product Certification Implementation Rules - Manufacturing Enterprise
Classification Management, Certification Mode Selection and Determination”
(CNCA-00C-003), “Compulsory Product Certification Implementation Rules –
Utilization of Manufacturing Enterprise Test Resources and Other Certification
Results” (CNCA-00C-004), “Compulsory Product Certification Implementation
Rules – Factory Quality Assurance Capability Requirements” (CNCA-00C-005),
and “Compulsory Product Certification Implementation Rules - Factory
Inspection General Requirements” (CNCA-00C-006) and quality manuals,
procedure documents and operation instructions of China Certification Centre
for Automotive Products (CCAP). It is used to support the “Implementation
Rules” as a supportive document.
Application scope and certification basis of this Detailed Rules are consistent
with the provisions of “Implementation Rules”, and it changes along the CCC
product catalogs and the announcements on adjustment and definition of the
product certification scope released by CNCA. It will be adjusted and
implemented synchronously with the “Implementation Rules”.
0.1 Terms and Definitions
0.1.1 Testing at Manufacturer’s Premises (abbreviated as TMP mode)
It means that the engineers of designated laboratory use the testing equipment
in the factory laboratory to conduct testing. The factory shall dispatch test
personnel to provide assistance. The designated laboratory will examine,
approve and issue the test report.
0.1.2 Witnessed Manufacturer’s Testing (abbreviated as WMT mode)
It means that the engineer of designated laboratory witnesses the factory
laboratory’s test conditions and all tests completed by using the laboratory’s
equipment or according to the test plan submitted; or witnesses part of the test
conditions and the test items. Test personnel of the factory laboratory shall
provide the original records and draft up the test report together with the
engineer of designated laboratory according to relevant provisions. The
designated laboratory shall audit, approve and issue the test report.
0.2 Manufacturing Enterprises Classification Management Requirements
CCAP conducts risk assessment and classification to the certification
Document Name. Detailed Implementation Rules for China Compulsory Certification - Interior Trim Parts of Motor
Vehicle (Edition 1) (Revision Code. 0)
inspection.
CCAP shall make dynamic management to the manufacturing enterprises; and
re-assess the classification result and make classification adjustment regularly
based on the various information collected, according to provisions on
manufacturing enterprise classification management. When the certification
enterprise has major problem affecting the risk assessment result, CCAP shall
put the enterprise to the high risk class directly based on the assessment result.
Otherwise, if there is evidence showing that the risk elements have been
effectively controlled and the enterprise has no bad record in two years, CCAP
will adjust risk class of the enterprise to low risk classes gradually, by following
the order of D→C→B→A according to the risk assessment situation.
0.3 Requirements on Utilizing the Manufacturing Enterprise Test
Resources
0.3.1 Scope
It applies to after-certification supervision sampling inspection AND
supplementary differentiation test after change of the certificate.
0.3.2 Implementation
If the manufacturing enterprise has the inspection equipment and capabilities
that meet the requirements of “Compulsory Product Certification
Implementation Rules — Utilization of Manufacturing Enterprise Test
Resources and Other Certification Results” and certification standards, the
certification client, the manufacturer or the manufacturing enterprise can apply
for utilizing the manufacturing enterprise’s test resources (hereinafter r...