CNCA C11-02-2014 English PDF (CNCAC11-02-2014)

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CNCA C11-02-2014: [Including 2017XG1] China Compulsory Certification Implementation Rules - Motorcycle
CNCA-C11-02:2014
Serial No.: CNCA-C11-02:2014
China Compulsory Certification Implementation Rules
- Motorcycle
ISSUED ON: AUGUST 21, 2014
IMPLEMENTED ON: JANUARY 1, 2015
Issued by: Certification and Accreditation Administration of the People’s
Republic of China (CNCA)
Table of Contents
0 Introduction ... 4 
1 Scope ... 4 
2 Terms and Definitions ... 5 
3 Standard for Certification ... 5 
4 Certification Modes ... 5 
5 Classification of Certification Units ... 6 
6 Certification Entrusting ... 6 
6.1 Application and Acceptance of Certification Entrusting ... 6
6.2 Application Materials ... 6
6.3 Implementation Arrangement ... 7
7 Certification Implementation ... 7 
7.1 Type Test ... 7
7.2 Initial Factory Inspection ... 9
7.3 Adoption of Relevant Certification Results ... 11
7.4 Certification Evaluation and Determination ... 11
7.5 Time Limit of Certification ... 11
8 After-certification Supervision ... 12 
8.1 After-certification Follow-up Inspection ... 12
8.2 Production Site Sampling Test or Inspection ... 12
8.3 Market Sampling Test or Inspection ... 13
8.4 Application of Quality Information ... 13
8.5 Frequency and Time of After-certification Supervision ... 13
8.6 Records of After-certification Supervision ... 14
8.7 Evaluation of After-certification Supervision Result ... 14
8.8 Conformity Parameter Management ... 14
9 Certificate ... 14 
9.1 Maintenance of Certificate ... 14
9.2 Content of Certificate ... 14
9.3 Variation of Certificate ... 15
9.4 Suspension, Cancellation and Revocation of Certificate ... 15
9.5 Use of Certificate ... 16
10 Certification Marks and Motorcycle Conformity Certificate ... 16 
10.1 Mark Style ... 16
10.2 Implementation of Mark ... 16
10.3 Vehicle Conformity Certificate ... 17
11 Charges ... 17 
12 Certification Responsibility ... 17 
13 Certification Implementation Detailed-rules ... 17 
Attachment 1: Type Test Items and Standards ... 19 
Attachment 2: Compulsory Certification Unit Classification for Motorcycle
Products ... 24 
Attachment 3: Application Materials for Certification Entrusting ... 26 
Attachment 4: Production Conformity Inspection Requirements ... 85 
Attachment 5: Vehicle Conformity Certificate ... 91 
0 Introduction
The formulation of this Rules is based on the safety risk and certification risk of
motorcycle products. It stipulates the basic principles and requirements for the
implementation of compulsory certification of all the motorcycle products within the
scope of application. The objective of this Rules is to guarantee that certified
motorcycle products’ continuous compliance with the laws, regulations and
requirements of the standards.
This Rules can be used with other general implementation rules issued by Certification
and Accreditation Administration (CNCA), such as: China Compulsory Certification
Implementation Rules - Manufacturing Enterprise Classification Management,
Certification Mode Selection and Determination; China Compulsory Certification
Implementation Rules - Utilization of Manufacturing Enterprise Testing Resource and
Other Certification Results; China Compulsory Certification Implementation Rules -
Factory Inspection General Requirements.
The certification body shall formulate certification implementation detailed-rules in
accordance with the requirements in the general implementation rules and this Rules,
and manufacturing enterprise classification management; implement the general
implementation rules together with this Rules.
Manufacturing enterprise shall ensure that their certified products can sustain the
compliance with the certification and are compatible with the requirements of the
standards.
1 Scope
This Rules is applicable to motorcycle products on Chinese highways and urban roads.
However, it is not applicable to:
a) Vehicles for site purposes and site racing, and off-road vehicles designed and
manufactured for off-road driving and usage.
b) Motor vehicles (including motorized wheelchairs and electric wheelchairs, etc.)
and electric bicycles for the disabled.
Due to the adjustment of the scope of application caused by changes in laws,
regulations, or relevant product standards, technical and industrial policies, etc., the
announcements released by CNCA shall be final and conclusive.
The application for certification exemption due to scientific research, tests and other
special reasons shall be implemented in accordance with China Compulsory
Certification Management Rules and relevant regulations issued by CNCA.
The mode of after-certification supervision is after-certification follow-up inspection,
factory or port on-site sampling test or inspection, sampling test in the market, or one
of the three modes, or a combination of the modes.
5 Classification of Certification Units
In principle, motorcycle products shall receive entrusted certification in accordance
with certification units. Motorcycles of the same certification entrusting unit shall
comply with the condition of “variant”.
In accordance with the principle of unit classification, CLIENT shall put forward the
certification entrusting.
The classification of certification units is show in Attachment 2 Compulsory Certification
Unit Classification for Motorcycle Products.
6 Certification Entrusting
6.1 Application and Acceptance of Certification Entrusting
CLIENT must put forward the certification entrusting to the certification body, in an
appropriate mode. The certification body shall review the certification entrusting;
provide feedback on the acceptance or rejection in accordance with the time limit in
the certification implementation detailed-rules.
CLIENT shall be able to undertake the responsibilities related to quality and legal
issues, such as: product recall and three guarantees, etc.
Manufacturers and manufacturing enterprises which apply for the certification
entrusting of motorcycle products shall be able to normally manufacture; comply with
the requirements of national laws and regulations. Otherwise, the certification body
must not accept relevant certification entrusting.
6.2 Application Materials
The certification body shall, in accordance with the laws and regulations, standards
and the demands of certification implementation, specify a checklist of application
materials in the certification implementation detailed-rules. It shall at least include the
content requested in Attachment 3 Application Materials for Certification Entrusting in
this Rules.
CLIENT shall provide the required materials in accordance with the requirements of
application material checklist in the certification implementation detailed-rules. The
certification body is responsible for reviewing, managing, preserving and keeping
confidential of the relevant materials, and shall inform the CLIENT of the review results.
In accordance with relevant regulations and documents issued by CNCA, the
certification body shall, in the certification implementation detailed-rules, specify the
“product critical components and raw materials list” and acceptable compulsory and
voluntary product certificate, or, conditions and specific requirements of type test report.
7.1.3 Items and requirements of type test
The certification body will work with the laboratory, in accordance with the stipulations
in this Rules, and the inspection standards, motorcycle type, structure and technical
parameters of motorcycles with entr...