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CNCA 00C-007-2014: Compulsory Product Certification and Implementation Rules - Information Submission, Transmission and Disclosure
CNCA 00C-007-2014
Serial No.: CNCA-00C-007
CNCA-00C-007
Compulsory Product Certification and Implementation
Rules - Information Submission, Transmission and
Disclosure
ISSUED ON: JANUARY 8, 2014
IMPLEMENTED ON: JANUARY 8, 2014
Issued by: Certification and Accreditation Administration of the People's
Republic of China
Table of Contents
1. Introduction ... 4 
2. Scope of application ... 4 
3. Terms and definitions ... 4 
4. CCC certification information submission ... 5 
4.1 CCC quality basic information ... 5 
4.2 CCC product quality supervision information ... 6 
4.3 CCC certified product quality risk information ... 6 
5. CCC certification information transmission ... 6 
6. CCC certification information disclosure ... 7 
Attachment 1 CCC quality analysis data ... 8 
Attachment 2 Test quality evaluation data of designated laboratory ... 19 
Attachment 3 CCC product quality supervision information ... 20 
Attachment 4 Content of CCC certification information transmission ... 21 
Attachment 5 Content of CCC information disclosure ... 22 
1. Introduction
In accordance with the requirements of "Regulations on the Administration of Compulsory
Product Certification" (Order No.117 of the AQSIQ); in order to improve the working
mechanism of CCC certification data information submission, transmission and disclosure;
and to standardize the information submission, transmission and disclosure of designated
certification bodies, laboratories, certification and accreditation associations, and local
quality inspection bureaus; this Rules is specially formulated.
2. Scope of application
This Implementation Rules is applicable to the submission, transmission and disclosure of
relevant information among all relevant parties of CCC certification, such as compulsory
product designated certification bodies, laboratories, CCC certification mark management
centers, certification and accreditation associations, and local quality inspection bureaus.
3. Terms and definitions
3.1 CCC quality basic information
It refers to various quality basic information related to CCC certification, which is used to
grasp the overall situation and quality level of the implementation of CCC certification,
analyze and find problems and risk factors in the implementation of the system, and to
further improve the certification system. It mainly includes:
1) CCC certification certificate data
2) CCC quality analysis data
 CCC certification acceptance and CB certificate conversion data
 Type test and supervision sampling test data
 CCC factory inspection data
 CCC certification certificate and certified enterprise data
 CCC certification mark data
 CCC factory inspector data
3) Test quality evaluation data of designated laboratory
3.2 CCC product quality supervision information
The test quality evaluation data of designated laboratory shall be submitted by the
designated certification body to the Certification Supervision Department of CNCA every
quarter. The submission time is before the 15th of the first month after the quarter. The
data statistical period is the data/information of the previous quarter. For details of the
submitted content, refer to Attachment 2.
4.2 CCC product quality supervision information
CCC product quality supervision information is submitted by the designated certification
body to the local quality inspection bureaus. The content of the submission mainly includes
the information such as CCC certified factory inspection plan, certificate suspension,
withdrawal, and cancellation. For details of the submitted content, refer to Attachment 3.
The factory inspection plan data is submitted through the CCC certificate law enforcement
inquiry system. It is reported once a week.
The information such as certificate suspension, withdrawal, and cancellation shall be
directly submitted to the local quality inspection bureaus by the designated certification
body. It shall be reported once a month.
4.3 CCC certified product quality risk information
CCC certified product quality risk information is submitted by the local quality inspection
bureaus. The submitted content mainly includes the results of the provincial-level
supervision and spot check of certified products, the product spot check nonconformity
information, the quality safety accidents of the certified products and other information, and
the CCC exemption data.
CCC exemption data is submitted through the "Management Information System for
Exemption from Compulsory Product Certification" of CNCA.
In accordance with "Notice of the CNCA on Strengthening Compulsory Product
Certification Risk Information Analysis and Early Warning Work" [No.97 (2012) of the
CNCA], CCC certified product quality risk information is submitted in real time through the
CCC certification risk information early warning notification channel.
5. CCC certification information transmission
CCC certification information transmission refers to the transmission of certificate status
information of the same product category between designated certification bodies. Through
the transmission of information between designated certification bodies, strengthen the
exchange of CCC certification implementation work; unify certification standards; strictly
enforce certification behaviors; ensure orderly competition.
The information transmitted between designated certification bodies mainly includes
Attachment 1 CCC quality analysis data
1. CCC certification acceptance and CB certificate conversion data
1.1 Number of new applications
The sum of the number of first applications and re-evaluation applications for all enterprises
in the same sub-category of products during the statistical period.
1.2 Number of application changes
The sum of the number of applications for the expansion and contraction of certification
units and for the change of certificate information for all enterprises in the same sub-
category of products during the statistical period.
1.3 Total number of applications accepted
The sum of the number of new applications and the number of application changes.
1.4 Number of certificates issued directly with CB report
The number of certificates issued directly based on the CB report for the same sub-
category of products during the statistical period.
1.5 Number of certificates issued with supplementary difference test
The number of certificates issued on the basis of supplementary difference test for the
same sub-category of products based on the results of the CB report during the statistical
period.
1.6 Total number of certificates issued using CB results
The sum OF the number of certificates issued directly with CB report AND the number of
certificates issued with supplementary difference test.
2. Type test and supervision sampling test data
2.1 Number of type tests passed at one time
The number of type tests of the same sub-category of products that passes the first
inspection during the statistical period.
2.2 Number of type test failures at one time
The number of type tests of the same sub-category of products that fails in the first
inspection during the statistical period.
foreign) [Translator note: 2.12 is not existed]
The sum OF number of type test reports issued AND number of supervision sampling
inspection reports issued.
3. CCC factory inspection data
3.1 Overall situation of factory inspection
3.1.1 Number of factory inspections
The sum of the...