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CNCA 00C-008-2019: China Compulsory Certification Implementation Rules - Self Declaration
CNCA-00C-008:2019
Attachment
Serial No.: CNCA-00C-008:2019
CNCA-00C-008-2019
China Compulsory Certification Implementation Rules -
Self Declaration
ISSUED ON: DECEMBER 25, 2019
IMPLEMENTED ON: JANUARY 01, 2020
Issued by: Certification and Accreditation Administration of the People's
Republic of China
Table of Contents
0 Introduction ... 3
1 Scope ... 3
2 Definitions ... 3
2.1 Producer (manufacturer) ... 3
2.2 Authorized representative ... 3
2.3 Manufacturing enterprise ... 4
2.4 Importer ... 4
2.5 Seller ... 4
2.6 Business user ... 4
2.7 Self-declaration procedure ... 4
2.8 Self-declaration ... 4
2.9 Self-selected laboratory ... 4
2.10 Designated signatory... 4
3 Self-declaration procedures ... 5
3.1 Self-declaration procedures ... 5
3.2 Classification of self-declaration procedures ... 5
4 Conformity information submission requirements ... 7
4.1 System registration ... 7
4.2 Submit conformity information ... 7
4.3 SIGN and submit a self-declaration ... 8
5 Self-declaration change ... 8
6 Self-declaration cancellation ... 9
7 Validity period of self-declaration ... 9
8 CCC mark use requirements ... 9
9 Post-market supervision ... 10
10 Responsibilities and obligations of related parties ... 11
Attachment 1: Technical documentation ... 12
Attachment 2: Compulsory Certification Product Conformity Self Declaration
(style) ... 13
0 Introduction
In order to deepen the reform and innovation of the quality certification system,
strengthen the main-body responsibility of enterprises, reduce institutional transaction
costs, and optimize China Compulsory Certification procedure, by benchmarking the
international advanced conformity assessment system, China Compulsory
Certification system, based on third-party certification, adds a self-declaration
assessment method. For products in China Compulsory Certification catalogue to
which the self-declaration assessment method applies, the producer (manufacturer)
shall, in accordance with the requirements of this Rules, complete the
self-assessment and product conformity information submission and apply China
Compulsory Certification mark to the products.
1 Scope
This Rules applies to products that are assessed by self-declaration in China
Compulsory Certification catalogue.
This Rules stipulates the definitions, self-declaration procedures, conformity
information submission and self-declaration requirements, CCC mark, post-market
supervision, and responsibilities and obligations of related parties, etc. for the
self-declaration assessment method of China Compulsory Certification.
2 Definitions
2.1 Producer (manufacturer)
The enterprise with independent legal personality which designs and produces
products or entrusts others to design, produce, and sell in its name/trademark and
shall undertake the main-body responsibility for the product quality.
2.2 Authorized representative
The enterprise, legally registered within the territory of China, which is authorized in
writing by an overseas producer (manufacturer) to submit product conformity
information and submit a self-declaration to the "Compulsory Certification Product
Conformity Self-Declaration Information Submission System" (http://sdoc.cnca.cn) on
behalf of the overseas producer (manufacturer), works with the overseas producer
(manufacturer) to take responsibility for self-declared product safety and quality, and
cooperates with market supervision authorities for post-market supervision.
An overseas producer (manufacturer) can choose his or her subsidiary, importer, or
seller as an authorized representative.
3 Self-declaration procedures
3.1 Self-declaration procedures
3.1.1 The producer (manufacturer), aiming to ensure that its self-declared products
continue to comply with the applicable standards for China Compulsory Certification,
according to the requirements of this Rules and the corresponding product
certification implementation rules, for product characteristics and production
processing characteristics, implements internal quality control and establishes factory
quality assurance system.
3.1.2 The producer (manufacturer) selects the appropriate type of conformity
assessment method (see Article 3.2) to evaluate the conformity of the product and
prove that the product continues to meet the requirements of the applicable standards
for China Compulsory Certification.
3.1.3 The producer (manufacturer) shall, in accordance with the requirements of
Attachment 1 of this Rules, establish technical documentation and keep it properly.
From the date of completing the submission of product conformity information, it shall
be kept for at least 10 years for future reference.
3.1.4 The producer (manufacturer) and authorized representative (when applicable),
for the products that pass the assessment, sign the "Compulsory Certification Product
Conformity Self Declaration" (see Attachment 2 for the style) and complete the
reporting of product conformity information.
3.1.5 The producer (manufacturer) applies the CCC mark to its self-declared
products.
3.1.6 When product design, technical characteristics, related China Compulsory
Certification requirements, or self-declaration-related information changes, the
producer (manufacturer) and authorized representative (when applicable) shall,
based on the changes, supplement the assessment of product conformity and update
the self-declaration and product conformity information.
3.2 Classification of self-declaration procedures
The self-declaration procedures, according to different types of conformity
assessment methods, are classified into self-declaration procedure A and
self-declaration procedure B.
3.2.1 Self-declaration procedure A
The self-declaration procedure A applies for conformity assessment as follows:
The self-selected laboratory conducts the type test and issues the type test report.
The producer (manufacturer) organizes a self-inspection of its factory's quality
4 Conformity information submission requirements
4.1 System registration
Producers (manufacturers), laboratories and certification bodies involved in
self-declaration shall register in the "Compulsory Certification Product Conformity
Self-Declaration Information Submission System" (hereinafter referred to as the
system) and submit relevant organization information and qualification documents.
4.2 Submit conformity information
4.2.1 In general, producers (manufacturers) and authorized representatives (when
applicable) shall submit conformity information as follows:
a) Self-declared product information;
b) Information on the standards the product meets;
c) Type test report;
d) Inspection report of factory quality assurance capability (self-inspection or
entrusting a third party);
e) Information about voluntary product certification certificates (when applicable);
f) Information about the laboratories and certification bodies (when applicable)
involved in the self-declaration and relevant qualification certificates;
g) Other materials related to product conformity.
The self-declaration and product information submitted such as product name, model
specifications, manufacturing enterprise, producer (manufacturer) shall be consistent
with the actual product and covered by the content of type test and voluntary
certification (when applicable).
4.2.2 If the producer (manufacturer) entrusts the design and production of products...