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CNCA C07-01-2024: China Compulsory Certification Implementation Rules - Household and similar equipment
CNCA-C07-01:2024
CNCA / CCC
Serial No.: CNCA-C07-01:2024
China Compulsory Certification Implementation Rules -
Household and similar equipment
ISSUED ON: APRIL 08, 2024
IMPLEMENTED ON: JULY 01, 2024
Issued by: Certification and Accreditation Administration of the People's
Republic of China
Table of Contents
0 Introduction ... 3
1 Application scope ... 3
2 Certification standards ... 3
3 Certification modes ... 5
4 Classification of certification units ... 5
5 Certification entrusting ... 6
5.1 Application and acceptance of certification entrusting ... 6
5.2 Application materials ... 6
5.3 Implementation arrangement ... 6
6 Certification implementation ... 6
6.1 Type test ... 6
6.2 Certification evaluation and approval ... 8
6.3 Time limit of the certification ... 8
7 After-certification supervision ... 8
7.1 After-certification follow-up inspection ... 8
7.2 Factory on-site sampling testing or inspection ... 9
7.3 Market sampling test or inspection ... 9
7.4 Frequency and time of after-certification supervision ... 10
7.5 Records of after-certification supervision ... 10
7.6 Evaluation on after-certification supervision ... 10
8 Certificate ... 10
8.1 Maintenance of the certificate ... 10
8.2 Change of products covered by the certificate ... 10
8.3 Expansion of products covered by the certificate ... 11
8.4 Certificate’s cancellation, suspension and withdrawal ... 12
8.5 Use of the certificate ... 12
9 Certification mark ... 12
9.1 Mark style permitted to use ... 12
9.2 Mark requirements ... 12
10 Charges... 12
11 Certification responsibility ... 12
12 Certification implementation detailed-rules ... 13
0 Introduction
This Rules is established based on the safety risk and certification risk of household and
similar equipment. It stipulates the basic principles and requirements for the implementation
of China Compulsory Certification for household and similar equipment.
This Rules can be used with other general rules issued by Certification and Accreditation
Administration (CNCA), such as “China Compulsory Certification Implementation Rules -
Manufacturing Enterprise Classification Management, Certification Mode Selection and
Determination”, “China Compulsory Certification Implementation Rules - Utilization of
Manufacturing Enterprise Testing Resource and Other Certification Results”, “China
Compulsory Certification Implementation Rules - Factory Quality Assurance Capacity
Requirements” and “China Compulsory Certification Implementation Rules - Factory
Inspection General Requirements”.
The certification body shall make principles for certification according to the general
implementation rules and this Rules and implement them accordingly.
Manufacturing enterprise shall ensure that their certified products are capable of sustaining
the compliance with the certification and are compatible with the requirements of the
standards.
1 Application scope
This Rules applies to household and similar equipment, including the following product types:
household refrigerator and food freezer; electric fan; air conditioner; household electric
washing machine; electric water heater; indoor heater; vacuum cleaner; skin and hair care
appliance; electric iron; induction cooktop; electric oven (portable grill, bread toaster and
similar cooking utensil); electric food processing appliances (food processing machine
(kitchen machinery)); microwave oven; electric range, hob, oven and similar appliances
(standing electric oven, fixed grill and similar cooking appliances); range hood; liquid heater
and hot and cold water dispenser; rice cooker; electric blanket, electric heating pad and
similar flexible heating appliances; electronic toilet.
Due to the changes in the laws, regulations or related product standards, technology, industry
policies and other causes which may change the applicable scope, the announcement released
by CNCA shall be final and conclusive.
2 Certification standards
5 Certification entrusting
5.1 Application and acceptance of certification entrusting
CLIENT must put forward the certification entrusting to the certification body, in an
appropriate way. Certification body shall process the certification entrusting; and feedback the
acceptance or rejection according to the time limit in the certification implementation
detailed-rules.
When it does not comply with national laws and regulations AND relevant industry policies,
the certification body must not accept the certification entrusting.
5.2 Application materials
The certification body shall, in accordance with the laws and regulations, standards and other
requirements, specify the checklist of application materials in the implementation
detailed-rules (it shall at least include certification application form or contract, certification
entrusting / manufacturer / manufacturing enterprise’s registration certificate, etc.).
For manufacturing enterprises that do not involve the enterprise quality assurance capability
and the product consistency inspection (initial factory inspection), the certification body may
also require the CLIENT to submit a self-assessment report on the factory's quality assurance
capability.
CLIENT shall provide the required materials according to the requirements of application
material checklist in certification implementation detailed-rules. Certification body is
responsible for auditing, managing, preserving and keeping confidential of the relevant
materials, and shall inform the CLIENT of the auditing results.
5.3 Implementation arrangement
Certification body shall agree with the CLIENT on the relevant responsibilities and
arrangement of various aspects of certification implementation. And according to the situation
of manufacturing enterprise and classification management AND the requirements of this
Rules and certification implementation detailed-rules, DETERMINE the specific program of
certification implementation and INFORM CLIENT.
6 Certification implementation
6.1 Type test
6.1.1 Type test plan
Certification body shall formulate the type test plan, after auditing the materials. And
INFORM the CLIENT. CLIENT may voluntarily select the designated laboratory.
Type test plan includes all samples’ requirements and quantity, test standard items, laboratory
information etc.
6.1.2 Sample requirements of type test
Certification body shall clearly clarify the relevant requirements for product sample
submission / sampling in the implementation detailed-rules. In general, according to the
requirements of certification body, samples of type test shall be submitted by the CLIENT
with representative samples for test. When necessary, certification body may adopt on-site
sampling / seal-samples method to obtain the samples.
CLIENT shall guarantee that all the samples provided are consistent with actual products.
Certification body and/or laboratory shall inspect the authenticity of the samples. If laboratory
has any doubt on the authenticity of the samples, it shall explain the situation to certification
body and handle accordingly.
According to relevant regulations and documents issued by CNCA, certification body shall, in
the certification implementation detailed-rules, define the relevant requirements for “product
critical components and raw materials list”.
For critical components and raw materials within the scope of the compulsory product
certificate purchased in the territory, the manufact...