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CNCA C10-01-2014: China Compulsory Certification Implementation Rules - Lighting electrical device
CNCA-C10-01.2014
CNCA / CCC
Serial No.. CNCA-C10-01.2014
CNCA-C10-01-2014
China Compulsory Certification Implementation Rules -
Lighting Appliances
ISSUED ON. JULY 16, 2014
IMPLEMENTED ON. SEPTEMBER 1, 2014
Issued by. Certification and Accreditation Administration of the People's
Republic of China
now the Sales Manager (Founder and Managing Director) at
expertise and hands-on working experiences, through his then-employment as “China
Certification Program Manager” at BlackBerry Beijing, and “Product Safety and
Compliance (PS and C) Manager” at Motorola Singapore.
- CNCA / China Compulsory Certification (CCC) regulations.
- Hands-on program experience with regulator CNCA for CCC mark’s
compliance, approval and management.
- Was an authorized representative by then-employer BlackBerry (RIM) to liaise
with Chinese regulators, authorities, certification bodies and delegated
laboratories – including CNCA, CQC, Beijing Communication Authority, Beijing
Administration of Quality Supervision Inspection and Quarantine.
- Hands-on program experience with certification body CQC for “certification
entrusting”, type test, initial factory audit, regular / annual factory audit (i.e. the
“supervision after certification” in this Rules).
- Manage, plan, guide and site-visit the global factories / suppliers’ global
factories (i.e. the “manufacturing enterprises” in this Rules) in North America,
Europe and China for CQC initial factory audit and regular annual factory audit
(supervision after certification).
- ISO Process Auditor, certified by Motorola USA and Motorola Singapore
- PMP, certified by Project Management Institute USA.
< 2 hours in office time; < 10 hours in off-office time.
Table of Contents
1 Application scope ... 4 
2 Terms and definitions ... 4 
3 Certification standards ... 5 
4 Certification modes ... 5 
5 Classification principle of certification units ... 6 
6 Certification entrusting ... 6 
7 Certification implementation ... 7 
8 After-certification supervision ... 10 
9 Certificate ... 12 
10 Certification marks ... 14 
11 Charges ... 14 
12 Certification responsibility ... 14 
13 Certification Implementation Detailed-Rules ... 15 
0 Introduction
This Rules is established based on the security risk and certification risk of lighting
appliances. It stipulates the basic principles and requirements for the implementation
of China Compulsory Certification for lighting appliances.
This Rules can be used with other general rules issued by Certification and
Accreditation Administration (CNCA), such as “China Compulsory Certification
Implementation Rules - Manufacturing Enterprise Classification Management,
Certification Mode Selection and Determination”, “China Compulsory Certification
Implementation Rules - Utilization of Manufacturing Enterprise Testing Resource and
Other Certification Results”, “China Compulsory Certification Implementation Rules -
Factory Inspection General Requirements”.
The certification body shall make principles for certification according to the general
implementation rules and this Rules and implement them accordingly.
Manufacturing enterprise shall ensure that their certified products are capable of
sustaining the compliance with the certification and are compatible with the
requirements of the standards.
1 Application scope
This Rules applies to products of lighting appliances. It includes the following product
categories. fixed general-purpose lightings of which the power supply voltage is
greater than 36V but not exceeding 1000V, embedded-type lightings, portable
general-purpose lightings, aquarium lightings, power socket mounted night-lights,
ground embeded-type lightings, portable lightings for children; ballasts for fluorescent
lamps of which the power supply voltage is greater than 36V but not exceeding 1000V,
ballasts for discharge lamps (excluding fluorescent lamps), AC electronic ballasts for
fluorescent lamps, AC or DC electronic ballasts for discharge lamps (excluding
fluorescent lamps), AC or DC electronic control devices for LED modules.
Due to the changes in the law, regulations or related product standards, technology,
industry policies and other causes which may change the applicable scope, the
announcement released by CNCA shall be final and conclusive.
2 Terms and definitions 
Design appraisal. The design appraisal mentioned in this Rules refers to such
non-experimental verification means that adopts the mode of review and calculation to
Type test + after-certification supervision;
For large lighting appliances, it may also adopts.
Design appraisal + Partial-items type test + after-certification supervision;
Above “After-certification supervision” refers to 1 of the 3 modes – after certification
follow-up inspection, factory on-site sampling test, or sampling test in the market.
The certification body shall follow the requirements of “China Compulsory Certification
Implementation Rules - Manufacturing Enterprise Classification Management,
Certification Mode Selection and Determination” to carry out the classification
management to manufacturing enterprise; consider the results of classification
management; on the basis of basic certification mode, appropriately add the relevant
elements such as enterprise quality assurance capability and product conformity
inspection (initial factory inspection), combine the after-certification supervision, so as
to determine the certification mode that is applicable to the certification client.
[TRNASLATOR NOTE is not part of this Rules. Translator note. “certification client”,
the counterpart of certification body, refers to the Applicant / Manufacturer or its proxy
(Power of Attorney). For ease of reading, hereinafter abbreviated as “CLIENT”].
5 Classification principle of certification units 
In principle, certification unit shall be classified according to product’s type, structure,
installation mode, and materials. For the products that are same and produced by the
same-producer (manufacturer) or different manufacturing enterprises, or the products
that are same and produced by different producers (manufacturer) or
same-manufacturing enterprise, the type test may be conducted on only 1 certification
unit; the products of other manufacturing enterprises / manufacturers must provide
documents for conformity inspection.
Certification body shall be based on relevant provisions of the documents issued by
CNCA, and combine with manufacturing enterprise classification management, to
clarify the specific requirements of division of certification unit in Certification
Implementation Detailed-Rules.
6 Certification entrusting
6.1 Application and acceptance of certification entrusting
CLIENT must put forward the certification entrusting to the certification body, in an
appropriate way. Certification body shall process the certification entrusting; and
feedback the acceptance or rejection according to the time limit in the certification
7.1.2 Sample requirements of type test
Certification body shall clarify the relevant requirements of product submit-samples /
sampling in the Certification Implementation Detailed-Rules.
In general, according to the requirements of certification body, samples of type test
shall be submitted by the CLIENT with representative samples for test. When
necessary, certification body may adopt on-site sampling / seal-samples method to
obtain the samples.
CLIENT shall guarantee that all th...