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CNCA C19-01-2014 English PDF (CNCAC19-01-2014)

CNCA C19-01-2014 English PDF (CNCAC19-01-2014)

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CNCA C19-01-2014: China Compulsory Certification Implementation Rules - Burglar alarm products
CNCA-C19-01.2014
CNCA / CCC
Serial No.. CNCA-C19-01.2014
CNCA-C19-01-2014
China Compulsory Certification Implementation Rules -
Burglar alarm products
防盗报警产品
Issued on. July 16, 2014 Effective on. September 1, 2014
Issued by. Certification and Accreditation Administration of the People’s
Republic of China (CNCA)
Table of Contents
0 Introduction ... 3 
1 Application scope ... 3 
2 Certification basis ... 3 
3 Certification modes ... 3 
4 Classification of certification units ... 4 
5 Certification entrusting ... 4 
6 Certification implementation ... 5 
7 After-certification supervision ... 7 
8 Certificate ... 9 
9 Certification mark ... 10 
10 Charges ... 10 
11 Certification responsibility ... 10 
12 Certification implementation detailed-rules ... 11 
Attachment 1. Compulsory Certification Unit Classification - Burglar Alarm
Products ... 12 
Attachment 2. Compulsory Certification Basis-Standards and Test Items -
Burglar Alarm Products ... 14 
0 Introduction
This Rules is established based on the safety risk and certification risk of burglar
alarm products. It stipulates the basic principles and requirements for the
implementation of China Compulsory Certification for burglar alarm products.
This Rules can be used with other general rules issued by Certification and
Accreditation Administration (CNCA), such as “China Compulsory Certification
Implementation Rules - Manufacturing Enterprise Classification Management,
Certification Mode Selection and Determination”, “China Compulsory
Certification Implementation Rules – Utilization of Manufacturing Enterprise
Testing Resource and Other Certification Results”, “China Compulsory
Certification Implementation Rules - Factory Inspection General Requirements”.
The certification body shall make principles for certification according to the
general implementation rules and this Rules and implement them accordingly.
Manufacturing enterprise shall ensure that their certified products are capable of
sustaining the compliance with the certification and are compatible with the
requirements of the standards.
1 Application scope
This Rules applies to burglar alarm products, including intrusion detector,
burglar alarm controller, vehicle anti-theft alarm system.
Due to the changes in the laws, regulations or related product standards,
technology, industry policies and other causes which may change the applicable
scope, the announcement released by CNCA shall be final and conclusive.
2 Certification basis
Standards for certification are shown in “Compulsory Certification Basis-
Standards and Test Items - Burglar Alarm Products” (Attachment 2).
In principle, the latest versions of above standards that are issued by the
National Standardization Administration shall be executed. When other versions
are required to use, then it shall be executed according to the applicable
relevant standards issued by the State Certification and Accreditation
Administration (CNCA).
3 Certification modes
The basic certification mode of implementing the China Compulsory Certification
for burglar alarm products is.
Type test + initial factory inspection + after-certification supervision
The certification body shall follow the requirements of “China Compulsory
CLIENT shall provide the required materials according to the requirements of
application material checklist in certification implementation detailed-rules.
Certification body is responsible for auditing, managing, preserving and keeping
confidential of the relevant materials, and shall inform the CLIENT of the
auditing results.
5.3 Implementation Arrangement
Certification body shall agree with the CLIENT on the relevant responsibilities
and arrangement of various aspects of certification implementation. And
according to the situation of manufacturing enterprise and classification
management AND the requirements of this Rules and certification
implementation detailed-rules, DETERMINE the specific program of certification
implementation and INFORM CLIENT.
6 Certification implementation
6.1 Type test
6.1.1 Type test plan
Certification body shall formulate the type test plan, after auditing the materials.
And INFORM the CLIENT.
Type test plan includes all samples’ requirements and quantity, test standard
items, laboratory information etc.
6.1.2 Sample requirements of type test
Certification body shall specify requirements for sample-sending / sampling of
certification products in certification implementation detailed-rules. Type test
samples shall be obtained by certification body via on-site sampling / seal-
samples method, OR representative samples are sent by CLIENT for test in
accordance with requirements of certification body.
CLIENT shall guarantee that all the samples provided are consistent with actual
products. Certification body and/or laboratory shall inspect the authenticity of the
samples. If laboratory has any doubt on the authenticity of the samples, it shall
explain the situation to certification body and handle accordingly.
6.1.3 Test items of type test
Items of type test are listed in “Compulsory Certification Basis-Standards and Test
Items - Burglar Alarm Products” (Attachment 2).
6.1.4 Implementation of type test
Type test shall be conducted in the laboratory designated by CNCA. Laboratory
shall conduct the type test to the samples, integrally record the whole test and
archive for retaining, so that the test process and results are traceable.
6.1.5 Type test report
Certification body shall make specific provisions on each steps of the
certification, and determine all relevant work to be done within the time limit.
CLIENT shall cooperate with the certification body actively. In general, certificate
will be granted to CLIENT within 90 days, since the certification entrusting is
accepted.
7 After-certification supervision
After-certification supervision refers to the supervision implemented to the
certified product and manufacturing enterprise. Certification body shall consider
the classification management and actual situation of the manufacturing
enterprise, and clarify the specific requirements for selecting the method of after-
certification supervision in certification implementation detailed-rules.
7.1 After-certification follow-up inspection
7.1.1 Principles for after-certification follow-up inspection
Based on manufacturing enterprise classification management, certification
body shall implement the effective follow-up inspection to the certified product
and manufacturing enterprise, so as to validate that the quality assurance
capacity of the manufacturing enterprise can continuously comply with the
certification requirements; and ensure that the certified products are in
accordance with standards’ requirements; and maintain the conformity with type
test samples.
When the after-certification follow-up inspection shall be conducted during the
normal production of manufacturing enterprise, “no-advance notice” is preferred.
For those products that are not continuously manufactured, CLIENT shall
provide the production plan to certification body so that the follow-up inspection
can be conducted in an effective way.
7.1.2 Content of after-certification follow-up inspection
Certification body shall formulate the detail contents of requirements of after-
certification follow-up inspection, according to “China Compulsory Certification
Implementat...
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