CNCA C11-01-2020 English PDF (CNCAC11-01-2020)

Delivery: 3 seconds. Download true-PDF + Invoice.
Get QUOTATION in 1-minute: Click CNCA C11-01-2020
Historical versions: CNCA C11-01-2020
Preview True-PDF (Reload/Scroll if blank)

CNCA C11-01-2020: Compulsory product certification implementation rules -- Automobile
CNCA-C11-01:2020
CNCA / CCC
Serial No.: CNCA-C11-01:2020
CNCA-C11-01-2020
Compulsory product certification implementation rules -
Automobile
ISSUED ON: APRIL 16, 2020
IMPLEMENTED ON: APRIL 16, 2020
Issued by: Certification and Accreditation Administration of the People's
Republic of China
Table of Contents
0 Introduction ... 4 
1 Application scope ... 4 
2 Terms and definitions ... 5 
3 Certification basis standards ... 6 
4 Certification mode ... 6 
5 Division of certification unit... 7 
6 Certification entrusting ... 8 
7 Certification implementation ... 8 
8 After-certificate supervision ... 14 
9 Certificate ... 17 
10 Certification mark and vehicle conformity certificate ... 20 
11 Charges ... 20 
12 Certification responsibility ... 20 
13 Certification implementation detailed-rules ... 20 
Attachment 1: Certification items and requirements ... 22 
Attachment 1-1: Type test items and basis standards ... 22 
Attachment 1-2: Type test of parallelly-imported automobile ... 46 
Attachment 1-3: Single vehicle certification test items and standards ... 47 
Attachment 1-4: Implementation procedures for self-commitment to environmental
protection ... 57 
Attachment 1-Appendix A: Implementation procedures for parallel management of
average fuel consumption of passenger car enterprises and new energy automobile
points ... 59 
Attachment 2: Certification implementation ... 60 
Attachment 2-1: Implementation procedures for automotive design appraisal ... 60 
Attachment 2-2: Implementation procedures for certification of new technology
products ... 62 
Attachment 3: Basis for dividing model series, units and models ... 65 
Attachment 4: Information required for certification ... 70 
Attachment 4-Appendix A: Vehicle construction and technical parameters ... 72 
Attachment 4-Appendix B: Vehicle construction and technical parameters for single
vehicle certification ... 142 
Attachment 5: Sample-sending requirements and detail of samples ... 146 
Attachment 6: Factory inspection requirements ... 160 
Attachment 6-Appendix A: Conformity inspection of vehicle construction and technical
parameters ... 168 
Attachment 7: Verification and test items for conformity of non-mass-produced
vehicle products ... 170 
Attachment 8: Vehicle conformity certificate ... 174 
Attachment 8-Appendix A: Technical parameter items of vehicle conformity of
automobile products ... 182 
Attachment 8-Appendix B: Format of conformity technical parameters of category M1
and M1G complete single-stage vehicles ... 189 
0 Introduction
This Rules is established based on the safety risk and certification risk of automobile
products; stipulates the basic principles and requirements for compulsory certification
of all vehicles within its scope of application. Its purpose is to ensure that certified
vehicles continue to comply with laws, regulations, and standards.
This Rules is used in conjunction with the general implementation rules issued by
Certification and Accreditation Administration (CNCA), such as “China Compulsory
Certification Implementation Rules - Manufacturing Enterprise Classification
Management, Certification Mode Selection and Determination”, “China Compulsory
Certification Implementation Rules - Utilization of Manufacturing Enterprise Testing
Resource and Other Certification Results”, “China Compulsory Certification
Implementation Rules - Factory Inspection General Requirements”.
According to the general implementation rules and the requirements of this Rules, the
certification body shall prepare the certification implementation detailed-rules; and,
implement it together with the general implementation rules and this Rules.
The manufacturing enterprise shall ensure that the certified products it produces can
continue to meet the requirements of certification and applicable standards.
1 Application scope 
This Rules applies to category M automobiles, category N automobiles, and category
O trailers, which can be driven on China highways and urban roads (including
complete-vehicle and incomplete-vehicle).
This Rules does not apply to low-speed automobiles (general term for three-wheeled
automobiles and low-speed trucks), vehicles traveling on rails, trolleybuses, wheeled
mobile machinery for special purpose that is not designed to be driven and used on
roads but is mainly used for construction of closed roads and places, agricultural and
forestry tractors, engineering machinery, and Class-III chassis.
If any applicable scopes are adjusted due to laws, regulations or changes in relevant
product standards, technology and industry policy factors, it shall be subject to the
announcement issued by CNCA.
For vehicles applying for exemption from certification due to scientific research,
testing, and samples required for certification testing, etc., it shall be implemented in
accordance with "China Compulsory Certification Management Regulations" and
relevant regulations of the CNCA.
After the certification body confirms that the application materials submitted by the
CLIENT are complete and formulates a test plan, the type test is carried out.
Laboratory shall conduct the type test to the samples; shall ensure that the test
conclusions are true and accurate; integrally record the whole test and archive for
retaining, so that the record of test process and results is traceable.
If a test item is unqualified, it is allowed to rectify after analyzing the cause of the
nonconformity. After rectification, it shall conduct the test again. For any items
required for retest, the laboratory shall report the test situation to the certification body,
and the certification body shall reconfirm the test plan.
For products that have obtained compulsory product certification (including
self-declaration), the results shall be directly recognized. For those that recognize the
test results of other conformity assessment systems, the certification body shall refine
the relevant requirements in the implementation detailed-rules.
7.1.4.1 If the manufacturing enterprise has the test conditions required by "China
Compulsory Certification Implementation Rules - Utilization of Manufacturing
Enterprise Testing Resource and Other Certification Results" and certification
standards, the certification body can use the testing resources of manufacturing
enterprise to conduct production on-site sampling test (or witness test). The test
report shall be issued by the designated laboratory. In the certification implementation
detailed-rules, the certification body shall specify the specific requirements and
procedures.
7.1.4.2 For enterprises with the conditions, some items can be carried out by means
of design appraisal. The certification body, together with the CLIENT and the
laboratory, jointly formulate a plan; at the product design stage, use review,
verification, and other methods to confirm the compliance of the design with
certification standards; jointly issue a design appraisal report to be trusted as the
result of type test. The certification body shall carry out design appraisal according to
Attachment 2-1.
7.1.4.3 For the same model of products produced in different production sites under
the same manufacturer, on the premise of ensuring production conformity, simplify the
type test process and reduce the test items of the same part.
7.1.4.4 For some type test items, the enterprise self-commitment method is used
instead of tes...