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CQC-C1116-2021 English PDF (CQC-C1116-2021)

CQC-C1116-2021 English PDF (CQC-C1116-2021)

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CQC-C1116-2021: China Compulsory Certification Implementation Detailed-Rules - Electric Bike
CQC-C1116-2021
Translated English of CQC Specifications. CQC-C1116-2021
Serial No.. CQC-C1116-2021
Implementation Detailed-Rules for China Compulsory
Certification -- Electric bicycle
ISSUED ON. JULY 01, 2021
IMPLEMENTED ON. JULY 01, 2021
China Quality Certification Center
Table of Contents
Foreword... 4
0.Introduction... 5
0.1 Terms and definitions... 5
0.2 Classified management requirements for production enterprises... 6
0.3 Requirements for utilization of production enterprise testing resource... 8
1.Scope of application... 9
2.Standards based for certification... 9
3.Certification mode... 9
3.1 Basic mode of certification... 10
3.2 Applicability of certification mode... 10
4.Division of certification units... 11
5.Certification entrustment... 12
5.1 Proposal and acceptance of certification entrustment... 12
5.2 Entrustment information... 12
5.3 Implementation arrangements... 13
5.4 Certification process... 13
6.Certification implementation... 13
6.1 Type test... 13
6.2 Enterprise quality assurance capabilities and product consistency inspection... 17
6.3 Acceptance of other conformity evaluation results... 19
6.4 Certification evaluation and decision-making... 20
6.5 Certification time limit... 20
7.Post-certification supervision... 21
7.1 Follow-up inspection after obtaining the certificate... 22
7.2 Sampling testing or inspection at production site... 23
7.3 Market sampling testing or inspection... 24
7.4 Frequency of post-certification supervision... 24
7.5 Records of post-certification supervision... 25
7.6 Evaluation of post-certification supervision results... 25
8.Certificate... 25
8.1 Maintenance of certification certificates... 25
8.2 Contents of certification certificate... 26
8.3 Change/extension of certification certificate... 26
8.4 Cancellation, suspension, revocation of certification certificates... 27
8.5 Use of certification certificates... 28
9.Certification mark... 28
10.Product certificate... 28
11.Fees... 28
12.Certification responsibilities... 29
13.Processes and time limit requirements related to technical disputes, complaints,
appeals... 29
13.1 Process and time limit requirements for technical dispute... 29
13.2 Complaint process and time limit requirements... 29
13.3 Appeal process and time limit requirements... 30
Appendix 1 Certification process for electric bicycle product... 32
Appendix 2 List of certification entrustment data... 33
Appendix 3 Structure and technical parameters of electric bicycle product... 36
Appendix 4 Type test items and standard basis... 55
Appendix 5 Test plan of electric bicycle... 57
Appendix 6 Requirements for production consistency review... 63
Appendix 7 Product qualification certificate... 70
0.Introduction
The "Implementation Detailed-Rules for China Compulsory Certification - Electric
Bicycles" (hereinafter referred to as. Implementation Detailed-Rules) is prepared, in
accordance with the requirements of the “Implementing Rules for China Compulsory
Certification - Electric Bicycles” (CNCA-C11-16.2021) (hereinafter referred to as.
Implementation Rules). It is used as the supporting documents for the Implementation
Rules. It is used together with the Implementation Rules.
The product scope, certification basis and all other contents of this Detailed-Rules shall
comply with relevant provisions of Implementation Rules. It shall also be adjusted,
according to the notices such as defined directory and directory adjustment, that are
issued by Certification and Accreditation Administration of China (hereafter referred to
as CNCA).
In accordance with the provisions of the certification implementation rules and in line
with the principles of maintaining the effectiveness of product certification, improving
product quality, serving certified enterprises, controlling certification risks, CQC
formulates and publishes the implementation details of this certification. These detailed
rules clarify the implementation requirements for compulsory product certification of
electric bicycles, by establishing the classification management requirements of
production enterprises AND combining the classification of production enterprises.
0.1 Terms and definitions
0.1.1 For the definitions of electric bicycles and related terms, see GB 17761-2018
"Safety technical specification for electric bicycle".
0.1.2 Testing at manufacturer’s premises (abbreviated as TMP mode)
Engineers from designated laboratories with qualifications, as dispatched by the
designated certification agency, use the testing equipment in the factory laboratory to
conduct testing. The factory shall dispatch testing personnel to provide assistance. The
designated laboratory will examine, approve, and issue the testing report.
0.1.3 Witnessed Manufacturer’s Testing (abbreviated as WMT mode)
Engineers from designated laboratories with qualifications, as dispatched by the
designated certification agency, will witness the factory laboratory testing conditions;
the factory laboratory uses its own equipment to complete all testing or submit the
testing plan of the certification agency for the factory; witness some testing conditions
and testing items. Factory laboratory's testing personnel are responsible for issuing
original records, drafting test reports in the prescribed format together with the
designated laboratory engineer who witnessed the test. The test report will be issued
supervision must be combined with the factory’s post-certification supervision. Factory
laboratories shall participate in comparison tests or proficiency verification, to ensure
the accuracy and validity of testing results.
If the production enterprise has needs, it can conduct a single verification on the on-site
testing items, which are proposed by the certification client. The verification results are
only valid for this on-site testing item. The factory laboratory may no longer conduct
supervision to maintain accreditation. When the same item requires on-site testing again,
it shall apply for review again.
1.Scope of application
These Detailed Rules apply to two-wheeled bicycles, that use on-board batteries as
auxiliary energy, have pedal riding capabilities, can realize electric assist or/and electric
drive functions.
For any adjustments to the scope of application, which are caused by changes in laws
and regulations or related product standards, technology, industrial policies and other
factors, the announcement issued by the State Administration for Market Regulation
(CNCA) shall prevail.
2.Standards based for certification
According to the standard GB 17761-2018 "Safety technical specification for electric
bicycle".
The latest version, which is issued by the national standardization administrative
department, shall be implemented according to the standards used. When it is necessary
to add new applicable standards or use other versions of standards, the announcement
on the requirements for applicable relevant standards, which is issued by the
Certification and Accreditation Administration of China, shall be followed.
3.Certification mode
The basic certification mode, which is stipulated in the Implementation Detailed-Rules,
refers to the combination of basic factors of product certification, which is determined
on the premise of integrity ...
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