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CQC-C0201.07-2014: [2019-Edition, 2020-Enforced] China Compulsory Certification Implementation Rules--Electrical Accessories--Housing of household and similar fixed electrical devices
CQC-C0201.07-2014
Serial No.: CQC-C0201.07-2014
Implementation Detailed-Rules for China Compulsory
Certification - Electrical accessories - Housing of
household and similar fixed electrical devices
ISSUED ON: SEPTEMBER 01, 2014
IMPLEMENTED ON: SEPTEMBER 01, 2014
China Quality Certification Center
Table of Contents
Foreword ... 5 
0. General requirements ... 6 
0.1 Foreword ... 6 
0.2 Definition of terms ... 6 
1. Classification management requirements of manufacturers ... 7 
2. Selection of certification mode and related requirements ... 9 
2.1 Basic selection mode ... 9 
2.2 Refinement of certification mode ... 9 
2.3 Applicability of certification mode ... 9 
3. Division of certification unit ... 10 
3.1 Basic principles of division of certification units ... 10 
3.2 Principles of product coverage in the same certification unit ... 11 
3.3 Principles for the division of certification units of products by different
certification clients, different producers, different manufacturers ... 11 
4. Certification process and time limit requirements ... 11 
4.1 Submission and acceptance of certification application ... 11 
4.2 Certification scheme ... 12 
4.3 Review of application data ... 12 
4.4 Type test ... 13 
4.5 Enterprise’s quality assurance capability and product consistency check (initial
factory inspection) ... 13 
4.6 Evaluation and approval of certification results ... 14 
4.7 Other issues ... 14 
5. Certification application data and related requirements ... 15 
6. Sample testing requirements (number of samples sent, testing items, test
scheme) ... 15 
6.1 Requirements for sample delivery (sampling) ... 15 
6.2 Requirements for test item ... 16 
6.3 Requirements for test sample ... 16 
6.4 Implementation of test ... 17 
7. Relevant requirements for factory inspection and post-certification
supervision ... 17 
7.1 Definition of factory inspection objects and coverage requirements of factory
inspection ... 17 
7.2 Quality assurance capability and product consistency check requirements of
compulsory product certification enterprise for electrical accessories - Housing of
household and similar fixed electrical devices ... 18 
7.3 Requirements for quality control testing of plant for electrical accessories -
Housing of household and similar fixed electrical devices ... 18 
7.4 Requirements for regular confirmation inspection and control of critical
components and materials of electrical accessories - Housing of household and
similar fixed electrical devices ... 18 
7.5 Factory inspection requirements for ODM / OEM mode ... 18 
7.6 Post-certification supervision ... 19 
8 Requirements for certification changes (including standard version changes)
... 23 
8.1 Change application and requirements ... 23 
8.2 Evaluation and approval of changes ... 23 
8.3 Requirements for change of certification-based standards ... 24 
9. List of critical components and materials ... 24 
9.1 Critical components and materials ... 24 
9.2 Requirements for control of critical components and materials ... 24 
9.3 Requirements for critical components and materials in the product description
report ... 24 
10. Basis of charge and related requirements ... 24 
11. Process and time limit requirements related to technical disputes and
appeals ... 24 
Annex 1: Unit division and number of samples sent ... 25 
Annex 2: Quality assurance capability and product consistency check
requirements for enterprise of electrical accessories - Housing of household
and similar fixed electrical devices ... 26 
Annex 3: Quality control test requirements for factory of electrical accessories -
Housing of household and similar fixed electrical devices ... 27 
Annex 4: Control requirements for regular confirmation inspection for critical
components and materials ... 29 
Annex 5: Critical components and materials of electrical accessories - Housing
of household and similar fixed electrical devices and the declaration
requirements ... 30 
Annex 6: Types of electrical accessories - Housing of household and similar
fixed electrical devices for supervision sampling inspection ... 31 
Annex 7 Operational requirements for using manufacturer’s testing resources
to implement testing (or witness testing) ... 32 
0. General requirements
0.1 Foreword
The Implementation Detailed-Rules for China Compulsory Certification of
Electrical accessories - Housing of household and similar fixed electrical
devices (hereinafter referred to as the Detailed-Rules) are compiled in
accordance with the requirements of the “Implementation Detailed-Rules for
China Compulsory Certification - Electrical Accessories" (CNCA-C02-01:2014)
(hereinafter referred to as the Implementation Rules), as a supporting
document for the implementation Detailed-Rules. According to the
Implementation Rules and the relevant requirements of the China Quality
Certification Center (hereinafter referred to as CQC)’s quality manuals, program
files, operating instructions, etc., based on the principles of maintaining the
effectiveness of product certification, improving product quality, serving
certification companies, controlling certification risks, the Detailed-Rules are
formulated and published.
The Detailed-Rules are a detailed refinement of the Implementation Rules and
shall be used in conjunction with the Implementation Rules. The product scope
to which the Detailed-Rules are applicable and the certification basis are
consistent with the relevant provisions in the Implementation Rules; meanwhile
adjustments are implemented in accordance with the announcement of catalog
definition and catalog adjustment as issued by the Certification and
Accreditation Administration of China (hereafter referred to as CNCA).
CQC establishes the classification management requirements of
manufacturers based on the provisions of the Implementation Rules; combines
the classification of manufacturers, to clarify the implementation requirements
of compulsory product certification for housing of electrical accessories.
0.2 Definition of terms
0.2.1 Testing at manufacturer’s premises (abbreviated as TMP mode)
The test is performed by the personnel of the designated testing organization
using the equipment of the manufacturer, under the assistance by the testing
personnel of the manufacturer. The testing report is issued by the designated
testing organization.
0.2.2 Witnessed manufacturer’s testing (abbreviated as WMT mode)
The test is performed by the testers of the manufacturer using their equipment,
wherein the testing items and testing conditions are under the witness by the
personnel of the designated testing organization. The manufacturer’s testing
personnel issues the original records; drafts the test report. The personnel of
the designated testing organization reviews and confirms the test report. The
test report is issued by the designated testing organization.
0.2.3 ODM (Original Design Manufacturer)
A factory that uses the same quality assurance capability requirements, the
same product design, production process control and inspection requirements
to design, process, produce the same products for one or more producers
(manufacturers).
0.2.4 ODM initial certificate holder
The organization that obtained the product certification certificate for the first
time for ODM products.
0.2.5 OEM (Original Equipment Manufacturer)
Manufacturers ...