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CQC-C0701-2017: China Compulsory Certification Implementation Detailed-Rules - Household and similar equipment
CQC-C0701-2017
Serial No.. CQC-C0701-2017
Implementation Detailed-Rules for
China Compulsory Certification
Household and similar-use appliances
ISSUED ON. OCTOBER 01, 2017
IMPLEMENTED ON. OCTOBER 01, 2017
China Quality Certification Center
Foreword
This Implementation Detailed-Rules is formulated on the basis of “Implementation Rules
for China Compulsory Certification - Household Appliances” (CNCA-C07-01.2014). It is
issued by the China Quality Certification Center.
It was first-revised on October 01, 2017. For the certification mode of refrigerator
products for the category A and B enterprises, it was adjusted to be “type test +
after-certification supervision”.
It was second-revised on October 31, 2017. Added the relevant requirements for electric
blanket products, which involve the following clauses. 1. Application scope; 2.
Certification-basis standards; 3. Certification mode (2); 6.1.2 Requirements for sample
quantity; 7.4 Frequency and time for after-certification supervision; Appendix 2 Factory
quality control testing requirements of compulsory certification of household appliances. It
also revised the routine testing items and test methods for the instant water heater.
On March 01, 2018, in accordance with the No.7 announcement of the National Standard
Administration, the 1077 compulsory national standards -- including controller -- were
converted into recommended national standards, so the relevant standards which are
involved in this Detailed-Rules were revised accordingly.
Formulating organization. China Quality Certification Center.
Table of Contents
0. General requirements ... 5 
0.1 Introduction ... 5 
0.2 Classification Principles of Manufacturing Enterprises ... 5 
1. Application scope ... 7 
2. Certification-basis standards ... 7 
3. Certification modes ... 9 
4. Division of certification units ... 10 
5. Certification entrusting ... 10 
5.1 Application for certification and acceptance ... 10 
5.2 Application material ... 10 
5.3 Implementation arrangement ... 11 
6. Certification implementation ... 11 
6.1 Type test ... 11 
6.1.1 Type test plan ... 11 
6.1.2 Type test sample requirements ... 12 
6.1.3 Type test items ... 13 
6.1.4 Implementation of type test ... 13 
6.1.5 Type test report ... 13 
6.2 Certification evaluation and decision ... 13 
6.3 Certification time-limit ... 14 
6.4 Initial factory inspection ... 14 
6.4.1 Inspection items ... 14 
6.4.2 Factory quality assurance capability inspection ... 14 
6.4.3 Product consistency inspection ... 14 
6.4.4 Inspection time ... 15 
6.4.5 Inspection conclusion ... 15 
7. After-certification supervision ... 15 
7.1 Follow-up inspection after certification ... 15 
7.1.1 Principles of follow-up inspection after certification ... 15 
7.1.2 Follow-up inspection items after certification ... 16 
7.2 Sample testing or inspection at the production on-site ... 16 
7.2.1 Sample testing or inspection principle at the production on-site ... 16 
7.2.2 Sample testing or inspection items at the production on-site ... 16 
7.3 Market sampling test or inspection ... 16 
7.3.1 Market sampling test or inspection principle ... 16 
7.3.2 Market sampling test or inspection ... 17 
7.4 Frequency and time of supervision after certification ... 17 
7.5 Records of after-certification supervision ... 17 
7.6 Evaluation of after-certification supervision results ... 17 
8. Certificate ... 18 
8.1 Maintenance of certificate... 18 
8.2 Change of product covered by the certificate ... 18 
8.2.1 Change delegation and requirements ... 18 
8.2.2 Change evaluation and approval ... 19 
8.2.3 Change registration ... 19 
8.3 Extension of product covered by certificate ... 19 
8.4 Cancellation, suspension and withdrawal of the certificate ... 20 
8.5 Use of the certificate ... 20 
9. Certification mark ... 20 
9.1 Mark style permitted to use ... 20 
9.2 Marking method ... 21 
10 Charges ... 21 
11 Certification responsibility ... 21 
12 Technical disputes and complaints ... 21 
Appendix 1 Factory quality assurance capability requirements for compulsory certification
of household and similar-use appliance ... 22 
Appendix 2 Factory quality control testing requirements for compulsory certification of
household and similar-use appliances ... 29 
Appendix 3 Technical decision on relevant requirements for critical components and
materials for compulsory product for household and similar-use appliances ... 38 
0. General requirements
0.1 Introduction
“Implementation Detailed-Rules for China Compulsory Certification - Household
Appliances” (hereinafter referred to as Detailed-Rules) is compiled based on the
requirements of “Implementation Rules for China Compulsory Certification - Household
Appliances” (CNCA-C07-01.2014) (hereinafter referred to as Implementation-Rules). This
Detailed-Rules is used together with the Implementation-Rules as supportive document.
The product scope, certification basis and all other contents of this Detailed-Rules shall
comply with relevant provisions of Implementation Rules. It shall also be adjusted in
accordance with the Notices such as defined directory and directory adjustment that are
issued by Certification and Accreditation Administration of China (hereafter referred to as
CNCA).
In accordance with the provisions of Implementation Rules, following the principles of
maintaining the effectiveness of product certification, improving quality of product, serving
certification enterprises and controlling risk of certification, and defining the certification
implementation requirements, CQC formulates and issues this Detailed-Rules.
0.2 Classification Principles of Manufacturing Enterprises
CQC collects and sorts-out all the information related to certification products and quality
related to manufacturing enterprises, and based on which classify the manufacturing
enterprise. The certification-entrusting client [hereafter abbreviated as CLIENT],
manufacturer and manufacturing enterprise shall make cooperation with it.
CQC classifies the manufacturing enterprises into 4 categories - which are respectively
represented by A, B, C and D.
Quality information that is based to classify the manufacturing enterprises shall at least
include the following aspects.
(1) Results of factory inspection (including the initial factory inspection and
after-certification follow-up inspection);
(2) Results of supervision sampling test (including production on-site sampling or
market sampling);
(3) Inspection results of national-level or provincial-level quality-supervision sampling,
to be used, they shall be executed in accordance with the announcement of the relevant
standards required by the National Certification and Accreditation Administration.
3. Certification modes
The optional certification modes for household and similar application appliance are.
Mode 1. Type test + after-certification supervision.
Mode 2. Type test + initial factory inspection + after-certification supervision.
After-certification supervision refers to one or a combination of three methods.
after-certification follow-up inspection, production on-site sampling testing or inspection,
market sampling testing or inspection.
(1) For the manufacturers of air conditioners, electric motors-compressors and
refrigerators.
Category A and category B manufacturing enterprises. it may use the mode 1 to
perform certific...