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CQC-C0901-2023: China Compulsory Certification Implementation Detailed-Rules - Information technology equipment
CQC-C0901-2023
Serial No.: CQC-C0901-2023
China Compulsory Certification Implementation
Detailed-Rules
Electronic products and safety accessories
ISSUED ON: JULY 3, 2023
IMPLEMENTED ON: AUGUST 1, 2023
China Quality Certification Center
Foreword
This Detailed-Rules is formulated on the basis of “Implementation Rule on Compulsory
Certification - Electronic products and safety accessories” (CNCA-C09-01:2023). It is
issued by the China Quality Certification Center. The copyright belongs to the China
Quality Certification Center. No organization or individual may use it in whole or in
part in any form without permission from the China Quality Certification Center.
Formulating organization: China Quality Certification Center
Table of Contents
1. Application scope ... 5
2. Certification standards ... 6
2.1 Certification standards ... 6
2.2 Requirements when certification standards change ... 6
3. Certification mode ... 7
4. Division of certification units ... 8
4.1. General requirements ... 8
4.2. Special requirements ... 8
4.3. Other requirements ... 8
5. Certification entrusting ... 9
5.1. Proposal and acceptance of certification application ... 9
5.2. Application materials ... 9
5.3. Implementation arrangement ... 10
6. Implementation of Certification ... 10
6.1. Type test ... 10
6.1.1. Type test plan ... 10
6.1.2. Sample requirements of type test ... 10
6.1.3. Type test items ... 12
6.1.4. Implementation of type test ... 12
6.1.5. Type test report ... 13
6.2. Certification evaluation and determination ... 13
6.3. Certification time-limit ... 13
7. Initial factory inspection ... 13
7.1. Content of initial factory inspection ... 13
7.2. Time-limit of initial factory inspection ... 14
7.3. Conclusion of initial factory inspection ... 14
7.4. Evaluation and approval of initial factory inspection ... 14
8. Relevant requirements for after-certification supervision ... 15
8.1. After-certification follow-up inspection ... 15
8.1.1. Principles of after-certification follow-up inspection ... 15
8.1.2. Content of after-certification follow-up inspection ... 16
8.1.3. Time-limit of after-certification follow-up inspection ... 16
8.1.4. Conclusion of after-certification follow-up inspection ... 16
8.1.5. Evaluation and approval of after-certification follow-up inspection ... 16
8.2. Production on-site sampling test or inspection ... 16
8.2.1. Principles of production on-site sampling test or inspection ... 16
8.2.2. Content of production on-site sampling test or inspection ... 16
8.3. Market sampling test or inspection ... 17
8.3.1. Principles of market sampling test or inspection... 17
8.3.2. Content of market sampling test or inspection ... 17
8.4. Frequency and content of after-certification supervision ... 17
8.5. Record of after-certification supervision ... 18
8.6. Evaluation of after-certification supervision result ... 18
9. Certificate ... 18
9.1. Maintenance of the certificate ... 18
9.2. Record change of products covered by the certificate ... 18
9.2.1. Change request ... 18
9.2.2. Evaluation and approval of change ... 20
9.2.3. Principles of record change... 20
9.3. Extension of products covered by the certificate ... 20
9.4. Cancellation, suspension, and withdrawal of the certificate ... 21
9.5. Use of the certificate ... 21
10. Certification mark ... 21
10.1 Permitted certification mark style ... 21
10.2 Use of transformation certification mark ... 22
11. Fee basis and requirements ... 22
12. Certification responsibility ... 22
13. Technical disputes and appeals ... 22
14. Principles for the classification of manufacturing enterprises ... 22
Annex 1 Lithium-ion cell and pack safety certification unit division and sample
submission requirements ... 25
Annex 2 List of safety-critical components and materials for electronic products and
safety accessories (excluding lithium-ion cells and packs) ... 26
Annex 3 List of electromagnetic compatibility key parts for electronic products and
safety accessories (excluding mobile user terminals) ... 33
Annex 4 Compulsory certification factory quality control testing requirements for
electronic products and safety accessories (excluding lithium-ion cells and packs,
mobile power supplies) ... 36
Annex 5 ... 40
1. Application scope
The implementation detailed-rules for electronic products and safety accessories
(hereafter known as “Implementation Detailed-Rules” for short) is drafted in
accordance with the requirements of “Implementation Rule on Compulsory
Certification - Electronic products and safety accessories” (CNCA-C09-01:2023)
(hereafter known as “Implementation Rule” for short), as supporting document for the
implementation rule on certification, used in conjunction with the Implementation Rule.
All the contents such as product scope and certification basis to which this
Implementation Detailed-Rules applies are consistent with the relevant provisions in
the Implementation Rule, and are adjusted according to the directory definition,
directory adjustment, and other notices issued by Certification and Accreditation
Administration of the PRC (hereafter known as the CNCA for short).
CQC, in accordance with the provisions of the implementation rule on certification and
the principles of maintaining product certification effectiveness, improving product
quality, serving certification enterprises, and controlling certification risks, develops
and publishes this certification implementation detailed-rules. It establishes the
classified management requirements of manufacturing enterprises, and combined with
the classification of manufacturing enterprises, clarifies the implementation
requirements for product certification of electronic products and safety accessories.
If there is only one model in the application unit, this model is selected for the sample.
When applying for certification with a series of products as the same application unit,
the samples should be selected from representative models of the series of products.
The selected samples should cover the safety requirements and electromagnetic
compatibility requirements of the series of products as much as possible. If they cannot
be covered, other model samples in the application unit should also be selected for
supplementary difference testing.
Normally, the number of representative unit model samples to be applied for is 2 (if the
CB sample is approved, the number of samples is 1). For power adapters/chargers, etc.,
the model with the highest output voltage and the largest output current can be
submitted according to the characteristics of the series of products. For mobile power
supplies, the number of representative unit model samples is at least 12. For the
requirements for the submission of lithium-ion cells and packs, please refer to Annex 1.
The number of supplementary test samples depends on the actual situation of whether
the representative model samples cover the safety requirements and electromagnetic
compatibility requirements of the products in the application unit. On the premise that
the representative model samples and supplementary test samples can cover the safety
requirements and electromagnetic compatibility requirements of the series of products
in the application unit, the number of supplementary test samples and supplementary
test items should be reduced as much as possible.
The requirements for the list of key components a...