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CQC-C1101-2020: [2024 Edition] China Compulsory Certification Implementation Detailed-Rules - Motor vehicle
CQC-C1101-2020 [2024 Edition, 6th Revision]
CQC
CHINA COMPULSORY CERTIFICATION
IMPLEMENTATION DETAILED-RULES
CQC-C1101-2020
China Compulsory Certification Implementation Detailed-
Rules - Motor Vehicles
[2024 Edition / 6th Revision]
ISSUED ON: MAY 25, 2020
IMPLEMENTED ON: MAY 25, 2020
Issued by: China Quality Certification Center
Table of Contents
Foreword ... 4
1 Preface ... 11
1 Scope ... 11
2 Terms and definitions ... 11
3 Certification standards ... 12
4 Authentication mode ... 12
4.1 Basic mode ... 12
4.2 Single vehicle certification ... 13
5 Certification unit division ... 13
6 Certification entrustment ... 13
6.1 Proposal and acceptance of certification entrustment ... 13
6.2 Application materials ... 14
6.3 Implementation arrangements ... 14
7 Certification implementation ... 16
7.1 Type test ... 16
7.2 Initial factory inspection ... 19
7.3 Certification evaluation and decision ... 26
8 Post-certification supervision ... 26
8.1 Post-certification follow-up inspection ... 27
8.2 Taking samples for testing or inspection at the production site ... 28
8.3 Market sampling testing or inspection ... 29
8.4 Application of quality information ... 30
8.5 Frequency of post-certification supervision ... 30
8.6 Records of post-certification supervision ... 31
8.7 Evaluation of post-certification supervision results ... 31
8.8 Consistency parameter management ... 32
9 Certificate ... 32
9.1 Maintenance of certification certificates ... 32
9.2 Contents of certification certificate ... 32
9.3 Changes in certification certificates (including standard version changes) ... 33
9.4 Suspension, cancellation, revocation of certification certificates ... 34
9.5 Use of certification certificates ... 34
9.6 Electronic certificate ... 35
9.7 Certificate issuance within the same manufacturer ... 35
10 Certification mark and vehicle conformity certificate ... 35
10.1 Certification mark ... 35
10.2 Product conformity certificate ... 35
11 Charges ... 36
12 Processes and time limit requirements related to technical disputes, complaints,
appeals ... 36
Appendix 1 Certification items and requirements ... 37
Annex 1-1 Type test items and standards based ... 37
Annex 1-2 Type test for parallel imported vehicles ... 64
Annex 1-3 Single vehicle certification testing items and standards based ... 65
Appendix 2 Principles for classification of manufacturing enterprises ... 75
Appendix 3 Information required for compulsory certification of automotive products
... 77
Annex 3-1 Production consistency control plan and its execution report ... 80
Annex 3-2 -- Declaration on confirmation of non-mass-produced vehicle certification
mode ... 94
Annex 3-3 -- Self-commitment for automotive product environmental protection ... 95
Appendix 4 Certification implementation ... 97
Annex 4-1 -- Utilization of other certification results ... 97
Annex 4-2 -- Requirements for using production enterprise resources to implement testing
and the use of other certification results ... 99
Annex 4-3 -- Implementation procedures for self-inspection and self-certification of
category 4 vehicles ... 102
Annex 4-1 -- Self-commitment on quality responsibility for entrusted modification of
category 4 vehicles ... 105
Appendix 5 Technical judgment conditions for modified automobile products ... 107
Appendix 6 Production consistency review requirements for on-mass produced vehicle
... 109
Annex 6-1 -- Consistency verification test items for non-mass produced vehicle product
... 111
Appendix 7 Sampling test basis item list ... 116
Appendix 8 Vehicle conformity certificate format ... 120
China Compulsory Certification Implementation Detailed-
Rules - Motor Vehicles
1 Preface
The Automobile Implementation Detailed-Rules (hereinafter referred to as the
Implementation Detailed-Rules) are prepared, in accordance with the requirements of
the "Implementation rules for compulsory product certification - Motor vehicles"
(CNCA-C11-01:2020) (hereinafter referred to as the Product Implementation Detailed-
Rules). It is used as a supporting document for and in combination with the Product
Implementation Rules. In accordance with the implementation rules, the "Rules for
Cancellation, Suspension and Revocation of Certificate for Compulsory Product
Certification" (CNCA-00C-001), "Implementation rules for compulsory product
certification - Selection and Determination of Classified Management and Certification
Mode for Manufacturers" (CNCA-00C-003), "Utilization of Testing Resources and
Other Certification Results of Manufacturers under Compulsory Product Certification
Implementation Rules" (CNCA-00C-004), "Implementation Rules for Compulsory
Product Certification - Requirements for Factory Quality Assurance Capability"
(CNCA-00C-005), "Implementation Rules for Compulsory Product Certification -
General Requirements for Factory Inspection" (CNCA-00C-006), "Implementation
Rules for Compulsory Product Certification - Information Submission, Transmission
and Disclosure" (CNCA-00C-007), as well as relevant requirements of the China
Quality Certification Center (hereinafter referred to as CQC) quality manual, procedure
documents, work instructions, etc., this Implementation Detailed-Rule is formulated
and published, based on the principles of maintaining the effectiveness of product
certification, improving product quality, serving certified enterprises, controlling
certification risks.
1 Scope
The product scope applicable to this Implementation Detailed-Rule shall be
implemented in accordance with Article 1 of the Product Implementation Rules; it shall
be adjusted in accordance with the catalog definition, catalog adjustment and other
announcements issued by the National Certification and Accreditation Administration
(hereinafter referred to as the NCAA).
2 Terms and definitions
The definition of vehicle can be found in GB/T 3730.1-2022 "Terms and definitions of
motor vehicles, trailers and combination vehicle - Part 1: Types", GB/T 17350-2009
"Terms marks and designation for special purpose vehicles and special trailers", GB
7258-2017 "Technical specifications for safety of power-driven vehicles operating on
roads". The classification of vehicles can be found in GB/T 15089-2001 "Classification
of power-driven vehicles and trailers". Other terms shall be implemented in accordance
with Article 2 of the Product Implementation Rules.
3 Certification standards
The standards, year number, Clause number based on which the certification is carried
out are shown in Annex 1 of this Implementation Detailed-Rules.
Manufacturing enterprises shall fully implement the national standards and regulations
on automobile and trailer product safety, environmental protection, energy conservation,
and anti-theft; meanwhile meet the requirements.
In principle, the standards based for certification testing shall implement the latest
version issued by the national standardization administrative department. When adding
or subtracting standards or using other versions of standards, the announcements issued
by the CNCA shall be followed; when the standards based for certification testing are
updated, it shall follow the technical decisions of the Automobile and Components
Technical Expert Group (TC11) of the CNCA.
4 Authentication mode
The certification model for automotive products is implemented in accordance with
Artic...