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CQC-C1601-2016: China Compulsory Certification Implementation Detailed-Rules - Telecommunication terminal equipment
CQC-C1601-2016
Serial No.: CQC-C1601-2016
Implementation Detailed-Rules for
China Compulsory Certification
Telecommunication terminal equipment
ISSUED ON: AUGUST 1, 2016
IMPLEMENTED ON: AUGUST 1, 2016
China Quality Certification Centre
Table of Contents
1. Scope of application ... 5 
2. Certification standards ... 5 
3. Certification modes ... 5 
4. Division of certification units ... 6 
5. Certification entrusting ... 6 
5.1. Proposal and acceptance of certification application ... 6 
5.2. Application materials ... 6 
5.3. Implementation arrangement ... 7 
6. Certification implementation ... 8 
6.1. Type test ... 8 
6.1.1. Type test plan... 8 
6.1.2. Sample requirements of type test ... 8 
6.1.3. Type test items ... 9 
6.1.4. Implementation of type test ... 9 
6.1.5. Type test report ... 10 
6.2. Certification evaluation and decision ... 10 
6.3. Certification time limit ... 10 
7. Initial factory inspection ... 10 
7.1. Content of initial factory inspection ... 10 
7.2. Time limit for initial factory inspection ... 11 
7.3. Conclusion of initial factory inspection ... 11 
7.4. Evaluation and approval of initial factory inspection ... 11 
8. Relevant requirements for after-certification supervision ... 11 
8.1. After-certification follow-up inspection ... 11 
8.1.1 Principle of after-certification follow-up inspection ... 11 
8.1.2. Content of after-certification follow-up inspection ... 12 
8.1.3. Time limit for after-certification follow-up inspection ... 12 
8.1.4. Conclusion of after-certification follow-up inspection ... 12 
8.1.5. Evaluation and approval of after-certification follow-up inspection ... 12 
8.2. Production on-site sampling test or inspection ... 13 
8.2.1. Principle of production on-site sampling test or inspection ... 13 
8.2.2. Content of production on-site sampling test or inspection ... 13 
8.3. Principle of market sampling test or inspection ... 13 
8.3.1. Content of market sampling test or inspection ... 13 
8.4. Frequency and content of after-certification supervision ... 13 
8.5. Record of after-certification supervision ... 14 
8.6. Evaluation of the results of after-certification supervision ... 14 
9. Certificate ... 14 
9.1. Maintenance of the certificate ... 14 
9.2. Change record of products covered by the certificate ... 14 
9.2.1. Change request ... 14 
9.2.2. Evaluation and approval of change ... 15 
9.2.3. Principle of change record ... 15 
9.3. Extension of products covered by the certificate ... 15 
9.4. Cancellation, suspension, and withdrawal of the certificate ... 15 
9.5. Use of the certificate ... 15 
10. Certification mark ... 15 
11. Charging basis and requirements ... 15 
12. Certification responsibility ... 15 
13. Principles for classification of manufacturing enterprises ... 15 
Attached Table 1 -- ... 19 
Attached Table 2 -- ... 24 
Attached Table 3 -- ... 29 
Attachment 4 ... 31 
1. Scope of application
“Implementation Detailed-Rules for telecommunication terminal equipment” (hereinafter
referred to as Implementation Detailed-Rules) is compiled based on the requirements of
“China Compulsory Certification Implementation Rules - Telecommunication terminal
equipment” (CNCA-C16-01:2014) (hereinafter referred to as Implementation-Rules). As
supportive document for the Implementation-Rules, this Detailed-Rules is used together
with the Implementation-Rules.
The applicable product scope, certification basis and all other contents of this
Implementation Detailed-Rules shall comply with relevant provisions of
Implementation-Rules. It shall also be adjusted according to the Notices such as defined
directory and directory adjustment that are issued by Certification and Accreditation
Administration of the PRC (hereafter referred to as CNCA).
In accordance with the provisions of Certification Implementation-Rules, following the
principles of maintaining the effectiveness of product certification, improving quality of
product, serving certification companies, and controlling risk of certification, CQC
formulates and issues this certification Implementation Detailed-Rules. Through
establishing the classification management requirements of manufacturing enterprises,
and combining the classification of manufacturing enterprises, this Detailed-Rules
determines the implementation requirements for China Compulsory Certification of
telecommunication terminal equipment.
2. Certification standards
IMPLEMENT in accordance with Clause 2 of the Implementation-Rules.
3. Certification modes
The optional certification modes for telecommunication terminal equipment are:
Mode 1:
Class I or Class II equipment: Type test + after-certification supervision
Equipment other than Class I or Class II: Type test + after-certification follow-up
inspection
The above after-certification supervision refers to one of three methods:
after-certification follow-up inspection, production on-site sampling test or inspection,
and market sampling test or inspection.
Mode 2:
CQC and / or laboratory with relevant application materials and technical materials,
including but not limited to:
(1) Certification application;
(2) Registration certificates (such as business license, organization code certificate,
etc.) of the CLIENT, manufacturer, and manufacturing enterprise (when
necessary);
(3) Self-assessment report / declaration of the factory's quality assurance capability of
the manufacturing enterprise (when necessary);
(4) Factory inspection questionnaire (when necessary);
(5) Relevant agreements or contracts (such as ODM agreements, OEM agreements,
authorization letters, etc.) signed between CLIENT, manufacturer, and
manufacturing enterprise (when necessary);
(6) Product description information, mainly including: model description, technical
parameters, critical components and / or material list, electrical schematic diagram,
difference description of products of different specifications contained in the same
certification unit, etc. (when necessary);
(7) Chinese instruction manual, Chinese nameplate and warning mark (when
necessary);
(8) Appointment letter of certification technical director and the CQC assessment
certification and other materials (if any and necessary);
(9) For the application change, the supporting documents of the relevant change items
(such as the name change of enterprise, the re-division of administrative region,
etc.) (when necessary);
(10) Other required documents.
5.3. Implementation arrangement
After CQC accepts the certification application, based on the classification management
requirements of the manufacturing enterprise and the relevant product information
submitted by the enterprise, etc., it will formulate a certification scheme and notify the
CLIENT. The certification scheme usually includes the following:
(1) List of application materials to be submitted;
(2) Sample delivery requirements for type test;
(3) Laboratory information;
items shall be reduced as much as possible.
The requirements for the list of critical components and materials shall be implemented in
accordance with the resolutions of the technical expert group of the CNCA. For specific
requirements, refer to the attached Table 1 and Table 2.
The classification and change filing instructions of critical components and materials
(hereinafter referred to as critical parts) are as follows:
The proc...